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Consultation and Engagement Strategy 2023 – 2026

Contents

  • Executive summary
  • Introduction
    • Council priorities
  • Background
    • National context
    • Local context
  • Scope of Strategy
    • What do we mean by consultation and engagement?
    • What are the benefits of effective consultation and engagement
    • Where are we now?
    • Consultation and Engagement aims and objectives
    • Who will we consult with?
    • How will we consult and engage
    • How will we make use of our findings?
    • How will we respond to requests to partake in consultations?
  • What will success look like?

Photograph of children playing with playdough and craft tools

Photo of The Pods in Scunthorpe

An older woman in an organge jumper sitting on a bed is handed a mug of tea by a care worker

Executive Summary

The Consultation and Engagement Strategy 2023 – 2026 recognises the significant challenges currently facing the public sector. It explains how through effective consultation and engagement we can build trust, confidence and collaboration with our residents and communities, enabling North Lincolnshire Council to respond effectively to their changing needs and enable them to thrive.

The strategy builds upon processes which already exist across the council and aims to embed best practice more consistently through monitoring and sharing best practice across the council’s Consultation and Engagement Champions network. Through doing this we can maximise the benefits of good consultation and engagement for our residents and communities.

The strategy outlines how we will consult and engage and how we will move beyond informing, consulting and involving residents and communities, to collaborating and empowering residents and communities to make a real difference to their local area and ensure that the services we provide meet their needs.

The strategy also sets out the statutory duties that North Lincolnshire Council is required to meet in consulting on various matters affecting the community and ensuring that people have greater opportunities to have their say on those things that impact their lives. It details various methods of consultation and engagement and outlines the importance of planning out the most appropriate methods to deploy depending on the activity, circumstances and stakeholders.

The strategy highlights how consultation and engagement activities will be carried out in accordance with the Local Code of Corporate Governance and its key principle of ensuring openness and comprehensive stakeholder engagement.

The aims and objectives of the strategy ultimately look to ensure that North Lincolnshire residents and stakeholders understand decision-making processes and are listened to so that they can help shape the policies and services that affect them. To enable the delivery of the aims, the strategy recommends engaging early and effectively with stakeholders, increasing the number and diversity of participants and that information is provided on the outcomes of consultation and engagement activity.

Effective consultation and engagement demands particular skills, careful management and clear leadership, as a result of this, the strategy also places focus on building skills and capacity in consultation and engagement throughout the council. Through upskilling our people in effective consultation and engagement we can drive better and more cost-effective decision making and support the ambition of making North Lincolnshire the best place for our residents.

Introduction

The Consultation and Engagement Strategy for 2023 – 2026 aims to support our ambition of making North Lincolnshire the best place for our residents. We want the best outcomes for the people and place of North Lincolnshire, and we want all our residents and communities to be safe, well, prosperous and connected. Our goal is to be a sustainable, enabling, commercial and progressive council so that North Lincolnshire can grow its economy, keep people safe and well and enable communities to flourish.

It is important to engage with residents and other stakeholders, particularly at a time when public services are undergoing fundamental change and resources continue to be under pressure. As a council, we currently provide wide-ranging, essential services to a diverse population and we want to engage and collaborate with people living and working in all communities so that we can establish and consider the diverse needs and perspectives of our residents.

We already engage with our residents, both on an individual basis and with communities as a whole and there is much good practice in what we do and how we do it. Teams across the council regularly hold conversations, engagement events and activities with communities and user groups to inform of changes, build knowledge and increase active participation in decision making at a local level. However, we recognise that to achieve our ambitions and priorities, we must become even better, more outward-looking and highly engaged with residents and communities. High levels of engagement will further engender public confidence and trust in the council so that North Lincolnshire Council is able to respond to the changing needs of individuals and communities and enable them to thrive.

Council Priorities

  1. The council has in place a Council Plan 2022-2025 which sets out its priorities:
  2. Keeping people safe and well – to achieve a longer and better quality of life for our residents.
  3. Enabling resilient and flourishing communities – to develop greater resilience and community spirit and enable them to identify and meet their ambitions
  4. Enabling economic growth and renewal – ensure there are highly skilled jobs and opportunities for a highly skilled workforce and the local economy supports efforts to reduce carbon emissions
  5. Providing value for money for local taxpayers – high quality services are provided for residents and the Council is well-led.

We use consultation and engagement activity during the lifespan of the Council Plan to establish need, obtain opinion and feedback on proposed projects to identify possible courses of action to be taken to meet the priorities.

Background

National context

Nationally, the importance of consultation and engagement is recognised and supported by numerous pieces of legislation such as the Local Government Act 1999, the Equality Act 2010 and the Localism Act 2011. As a result of such legislation, North Lincolnshire Council has a statutory duty to consult on various matters affecting the community.

The Local Government Act 1999 places a duty on local authorities to inform, consult or involve the public. The Localism Act 2011 seeks to ensure that people have greater opportunities to have their say and aspires to embed a culture of engagement and empowerment in our public services. Under the public sector Equality Duty in the Equality Act 2010, councils must recognise the need to encourage people to take part in public life.

The Council must consider as a matter of course the possible information provision, consultation and involvement opportunities they need to provide across all their functions. The Consultation and Engagement Strategy will help the Council meet the statutory duty by ensuring that community engagement is carried out in the most appropriate way. This means using different methods of engagement, relevant to the activity and circumstances. Encouraging greater community involvement supports better decision making and builds trust between the Council and communities.

Local context

Our Council Plan for 2022 – 2025 sets out the strategic priorities of the Council over the next few years. We have ambitious plans to transform our high streets, improve our cultural offering and boost investment in employment and skills, town centre regeneration and housing. This will improve our infrastructure, support existing businesses, and attract new businesses, increase employment opportunities, and regenerate North Lincolnshire for the future. Understanding the key issues and challenges for North Lincolnshire provides a sense of purpose for all that the Council intends to do over the next few years. We will communicate the Council’s ambition to residents and other stakeholders and maintain engagement with residents and other stakeholders to ensure we can respond to changing needs and thrive.

Since the start of the Covid-19 pandemic, we have seen the absolute best of North Lincolnshire, with partners, communities, businesses and local voluntary organisations joining forces with the Council to protect, reassure and support the most vulnerable; ensure the safe operation of businesses and events and relay and reinforce key messaging. The pandemic has had many harmful impacts and shone a light on inequalities, the Consultation and Engagement Strategy will help us to build on the strengths of North Lincolnshire and start to repair the harmful effects of the pandemic and enable the area to recover, renew and regenerate.

The Council also works to its Local Code of Corporate Governance, of which one of the key principles is to ensure openness and comprehensive stakeholder engagement. This is to guarantee that the Council is run for the public good and clear, trusted channels of communication and consultation are used to engage effectively with all groups of stakeholders.

Scope of the Strategy

First and foremost, when thinking about engaging around a specific issue, there is a need to be clear on the difference between engagement and consultation. ‘Consultation’ is a specific and concrete term, while ‘engagement’ is a much broader and varied term.

The Local Government Association defines consultation as:

“The dynamic process of dialogue between individuals or groups, based upon a genuine exchange of views with the objective of influencing decisions, policies or programmes of action.’ (LGA, New Conversations).

Consultation has a clear beginning, middle and end. It can be part of an ongoing, continuous period of engagement, but it is a process with a finite remit and the scope for stakeholder input should be clear.

Engagement is a broader term. It is about encouraging productive, two-way relationships between communities and public bodies and can be defined as:

“Developing and sustaining a working relationship between one or more public body and one or more community group, to help them both to understand and act on the needs or issues that the community experiences. (LGA, New Conversations).

At times, it will be about working with the community to design campaigns or interventions or about asking for action and involvement. At other points it will mean seeking insight into what local people think and feel. It increasingly involves using digital technologies and seeks to make services more responsive to residents’ needs.

Community Engagement can mean different things to different people, different communities and different services and situations. We have designed our Consultation and Engagement Strategy to ensure that we can provide the most appropriate means for communities and customers to be involved and to give feedback.

The term ‘community’ refers to ‘a group of people who share a common place, a common interest, or a common identity and/or have common needs’. Communities may define themselves and definitions of community do change. People often belong to more than one community and communities are nearly always very diverse.

Good, effective consultation and engagement is not an outcome in itself; it is an ongoing process with the aim of improving services and achieving better and positive sustainable outcomes for individuals, groups, communities, and organisations.

Effective consultation and engagement provides individuals, communities and partners a range of important benefits.

Benefits of effective consultation and engagement:

  • It helps us to develop better relationships with our communities and a better understanding of our communities through genuine dialogue.
  • It can lead to more effective decision making – in understanding issues and concerns, it provides an opportunity to reflect on what will and will not work and why.
  • It helps us to develop services that meet the needs of our residents through ensuring that their knowledge, experience and priorities are used to help us shape our services; this in turn can lead to better outcomes.
  • Engaging early can lead to savings of both time and money in the long term.
  • It encourages more voluntary and community groups to become involved in planning and delivering local services.
  • It engages more people in local democracy.
  • It is critical to building lasting credibility and trust.

In 2018, a comprehensive self-assessment of engagement activity was undertaken across the Council. The self-assessment revealed that significant engagement activity was taking place with individuals and communities and areas of excellent practice were identified.

The approach taken to public engagement taken since 2018 intended to help the council to become more outward looking, engaged and ensure its participation in even more meaningful engagement with residents. This has largely been achieved but there is still scope for improvement.

Between January and September 2022, regular engagement with residents is in evidence across the council in various different forms. In this period there were nine consultations posted on the North Lincolnshire Council website. The topics of these consultations varied from the council’s ‘Green Futures’ strategy; to the Integrated Transport Strategy for North Lincolnshire; to Future Support for Carers, amongst others. Analysis of the council’s consultation and engagement activity shows that it continues to be varied in nature, range and approach but improvements need to be made to ensure consistency in the utilisation of best practice.

The number of responses received for these consultations are detailed in Table 2 below. The number of responses received to a consultation is important because if the volume and quality of responses is too low, it can be difficult to draw any useful conclusions from the results and subsequently make it more challenging to put any effective follow-up actions and processes in place. Some of the consultations listed indicated good response levels based on the size of the target group but others had a low number of responses when considered in the context of the impact of the topics under consideration. It is also important to consider the demographics of respondents to avoid bias in the results and ensure that the results are representative and inclusive.

Table 2: Response Rates for Consultations Posted on the North Lincolnshire Council Website
Consultation Number of responses
Barton Link Road 676
Armed Forces Consultation 45
An Integrated Transport Strategy for North Lincolnshire 69
North Lincolnshire Local Plan 49
North Lincolnshire Year of Reading 2023 95
Future Support for Carers (Carers Questionnaire) 174
Future Support for Carers (Stakeholder Questionnaire) 53
A Green Future 52
Cliff Gardens and Exeter Road Crossroads Proposal 30

The purpose of the Consultation and Engagement Strategy 2023-26 is to build on the good practice that exists across the council and develop a gold standard consultation process which incorporates the seven elements of best practice as outlined in the Consultation Institute Charter (see Figure 1):

Diagram showing the consultation institute charter components; Integrity, visibility, accessibility, transparency, disclosure, fairness, publication

Before, during and after a consultation process, these seven components help to steer the decision-making process and subsequently can act as a checklist for assessing the quality of consultation activity and also act as a guide for other forms of engagement. Through developing this process and continuing to monitor and share best practice, we can build on the areas of excellent practice identified and make this consistent across the council, so that the aims and objectives within this strategy can be achieved.

The Consultation and Engagement Strategy has the following aims:

  • Aim 1: To ensure North Lincolnshire residents and stakeholders are listened to and can help shape policy and services that affect them.
  • Aim 2: To help all residents understand how and why decisions are made and how they can influence decision making to give them more choice and control over their lives.
  • Aim 3: To build trust between the council and the people we serve enabling us to achieve better outcomes for all.
  • Aim 4: To ensure the council meets its legal responsibilities to consult.

The Consultation and Engagement Strategy has the following objectives that will enable the delivery of the strategy aims:

  • Objective 1: Engage early and effectively with residents, councillors, and other stakeholders to help shape council policies and services.
  • Objective 2: Increase the number and diversity of participants / respondents.
  • Objective 3: Provide information about consultation and engagement outcomes.
  • Objective 4: Build skills and capacity in consultation and engagement throughout the council.

Across North Lincolnshire there are a wide range of stakeholders that we must engage and consult with at any one time. As well as being able to readily identify them, it is also important that while in the process of designing consultation and engagement activity, we attempt to understand and take account of their respective levels of interest and influence.

Residents

Residents are affected on a day-to-day basis by decisions made by the council and therefore they have the right to have a say on how those decisions are made and shape the services they use.

Vulnerable and Seldom Heard Groups

It is vital that consultation and engagement reaches all our residents so that everyone has the opportunity to have their voice heard. Some groups such as older people, younger people, black, Asian and minority ethnic communities and disabled people are often seldom heard, reaching such groups should be considered when undertaking any engagement activities.

Community and Voluntary Groups

These groups often have a significant impact on their local communities and should be consulted on matters affecting them and how they would like to see things in the future.

Town and Parish Councils

As democratically accountable bodies at the grass-roots level of local government. It is important that we work together to shape and provide high quality services for our residents and communities.

Businesses

Many aspects of council decisions affect businesses directly. We want to ensure that North Lincolnshire is an attractive place for businesses to invest and grow.

Visitors

North Lincolnshire has some fantastic places to visit and it is important that we continue to attract visitors and support the tourism economy.

Government Bodies

North Lincolnshire Council can also be a consultee and respond to consultations from other government bodies in order to direct and influence policy and legislation.

In understanding the differing levels of interest and influence among such groups we can determine and plan the most appropriate means of engaging with them and the depth of activity required (see Figure 2).

Text version below image
Influence
High power, low interest – manage with care, keep informed, relationships paramount
Low power, low interest – low priority, acknowledge right to participate, limited role
Interest
High power, high interest – top priority, involve, engage closely, key player
Low power, high interest – keep informed, reach out and understand, use stakeholder-specific methods.

Existing good practice in North Lincolnshire Council is based around the key principles of engagement – inform, consult and involve.

Inform – We provide information to our residents about our services and about decisions which may affect them.

  • Website
  • Social Media
  • Local Newspapers
  • News Direct.

Consult – We ask people for their views and opinions and seek feedback which is used to inform our decision-making.

  • Online surveys
  • Consultation events in communities
  • Customer satisfaction surveys
  • Our Community Tool
  • Residents’ Panel.

Involve – We enable people to get involved and influence decisions.

  • Citizen Voice partnerships and networks
  • Neighbourhood Action Teams
  • Stakeholder events
  • Individual involvement in own care plans
  • Opportunities for residents to attend council meetings.

To achieve our aims and objectives, we will build on the relationship that we have with residents so that we go beyond informing, consulting and involving – and incorporate collaborating and empowering; thereby adopting the model set out in Figure 3 below. We will do this through:

  • Co-design and co-production of services
  • Designing processes and engagement activities which enable vulnerable people to have influence
  • Working closely with local communities, town and parish councils and other partners to build community capacity
  • Developing the Residents’ Panel further to help us to engage with representative samples of residents on matters of interest.

Figure 3: Spectrum of Public Participation (International Association for Public Participation)

 

Degree of difficulty and public impact, see text version below

  • Inform – provide balanced, objective information that the public should know and act on.
  • Consult – obtain and consider feedback or input on issues, ideas and decisions.
  • Involve – work with the public to understand issues and problems and include them in identifying options for moving forward.
  • Collaborate – partner with the public, seeking advice and innovations that become embedded as much as possible in decisions.
  • Empower – final decisions are made by the public, who are one of the players implementing those decisions.

Publication is one of the seven key principles of consultation. Participants in a consultation have a right to receive feedback on the final output of that consultation and on the outcome of the process. Therefore, when we have engaged and consulted with individuals or groups, it is important that we demonstrate that we have used this information in the correct manner, and that those who we have engaged and consulted with know how their involvement has made a difference.

With findings from consultation activity, we will:

  • Make them as freely available as possible as quickly as possible
  • Provide evidence on how the findings have informed decision making and the development of policies and strategies.

Results from consultation activity will be used alongside expert advice and evidence, officer recommendations, member input and the council plan priorities to shape decision making and formulate our future plans.

The Government and other organisations regularly hold consultations with local authorities when they are looking for views on a particular issue, or if they want to change something. Seeking the views of councils and other public bodies is vital to ensure that the voices of all of society are incorporated into the policy development process. Consequently, the council will take its responsibility seriously to respond to Government or similarly led consultations. We will respond to consultations that affect us and our work and have an impact on what we are trying to achieve for our residents and the place of North Lincolnshire.

There can be several Government consultations open at one time and therefore collaboration with similar thinking organisations is a good idea. Where appropriate, we will submit joint responses to consultations with our partners to help the consultor to understand how widely and strongly views are held.

Any response will be research and evidence based.

What will success look like?

For the past few years, North Lincolnshire Council has developed good practice in what we do and how we do it in terms of how we engage with our residents and communities. However, we recognise that to achieve our ambitions and priorities, we must become even better, more outward-looking and highly engaged with our residents and communities.

As part of our ongoing improvement and in order to measure the success of this strategy, North Lincolnshire Council will need to be able to demonstrate that:

  • We understand the changing needs and interests of our residents and communities.
  • We use this understanding to engage early and effectively with all stakeholders, targeting the right people in an accessible way.
  • Effective planning is undertaken, and consideration is given to the appropriate method and level of engagement required for each activity to ensure satisfactory levels of engagement and diversity of responses.
  • We adhere to best practice principles and quality standards and undertake consultation and engagement activity in accordance with the Consultation Institute Charter.
  • Residents and communities feel that there are sufficient opportunities to get involved and have their say and when they do engage with the council, they feel that they have been listened to and are informed of the outcomes.
  • We meet our legal responsibilities to consult.
  • By consulting and engaging effectively, the Council makes good decisions that enable North Lincolnshire to be the best place for our residents.
Version & Document Control
Information Marking Official
Document Title Consultation & Engagement Strategy 2023-2026
Head of Service James O’Shaughnessy
Lead Officer Sophie Day
Version
Status Approved
Date Approved 15.06.2023
Last Updated
Review Date Annual
Storage Location Consultation & Engagement Champions